Thistle Initiatives are specialist consultants providing businesses operating in the financial services, insurance and energy sectors, the expert advice and support they need for all their FCA Regulatory Requirements.
We offer an external, professional resource where firms don’t have the necessary skills in house, expertise in a particular area or quite simply need additional support.
Thistle Initiatives vast experience of regulatory matters can help every size of firm, at a strategic level as well as on a day to day basis. Thistle Initiatives can assist with all regulatory requirements from FCA authorisation to enforcement; from consulting to accountancy matters.
We can provide Appointed Representative (AR) status, offer training and coaching, and, if necessary, help to rectify and remedy systemic compliance issues identified from historic business practices.