Crowdfunding is a rapidly expanding new industry, which breaks away from the traditional investment model and has opened up a new market of investors, many of whom have not previously had much (if any) investment experience or interest in investing.
Being an FCA regulated entity, it is extremely important that your platform provides sufficient information to allow investors to understand the risks entailed in crowdfund based investments, and that all of your financial promotions are compliant with FCA regulations.
At Thistle Initiatives we have a wealth of knowledge and experience in assisting platform providers access this emerging market and we know how to navigate the regulatory landscape; either through assisting a firm to become directly authorised with the FCA or by becoming an appointed representative with our FCA regulated entity Resolution Compliance.
To date, we have assisted over 30 Crowdfunding companies either with compliance support or appointed representative status and we hold a 100% track record in obtaining authorisation within this sector.
Feel free to call us for a no obligation assessment of the best approach for your business on
Telephone: +44 (0)20 7436 0630