Applying to become directly authorised by the FCA is a complex and time consuming process especially in the Fintech sector; however, using the experience and knowledge of Thistle, we will work with you to ensure your firm implements effective compliance policies and procedures and obtain authorisation.
Thistle has been at the front of provding compliance and regulatory advice to a number of RoboAdive based firms. It has successfully authorised a number of firms and through this success we are considered one of the leading compliance experts within the sector.
As an emerging industry the FCA have brought a number of considerations for RoboAdvice businesses. With the help of Thistle, your FCA application process doesn’t need to be over complicated. By utilising our understanding of the authorisation process you will significantly improve the transparency and clarity of your application, to maximise the likelihood of a prompt and successful outcome.
Thistle can also help to reduce time and costs by providing an incubation service through its wholly owned subsidiary, Resolution Compliance Limited. Click here to find out more about becoming an Appointed Representative.
Feel free to call us for a no obligation assessment of the best approach for your business
Telephone: +44 (0)20 7436 0630