As well as the health checks, consultancy and advisory work that Thistle Initiatives undertakes on behalf of clients, in the world of compliance a matter can arise unexpectedly, needing urgent attention. These issues maybe outside the business plan or beyond the experience of an in-house compliance team, this is where being able to bring in experts like Thistle Initiatives can be a great comfort and advantage.
Currently we have a team of 15 talented compliance experts working with us at Thistle Initiatives. We also work with an extended family of trusted, qualified and experienced compliance contractors to assist our clients when extra resource is required.
We can help provide extra resource at all levels, from senior strategic consultancy projects, to assessment and training, to monitoring or just seconding staff as an extra resource at busier times.
Skills range from assisting an IFA who needs help with a suitability audit to a retail bank that needs a project manager and a team of people to deliver a complex enforcement project, at Thistle Initiatives we have the right staff to be able to cater for all your firm’s compliance needs.
If you would like some more information regarding the wide range of work we do, please get in touch to learn more about our services and what Thistle Initiatives can do for you
37 Queen Anne Street
Telephone: +44 (0)20 7436 0630
The client is part of a multi-national asset management group with £11 billion under management. They sought for Thistle’s advice regarding new regulatory...
The client deals exclusively with property backed unregulated investment schemes based in the UK and wanted to become an Appointed Representative to enable them to...
The client firm is an award winning insurance provider, voted by the UK public, and it was to set up a national inbound contact centre in order to arrange and sell...