We are pleased to share that Thistle Initiatives has been appointed to the FCA Skilled Person Panel across the following Lots:
Lot B: Governance, accountability and culture
Lot C: Controls and risk management frameworks
Lot D: Conduct of business
Lot E: Financial crime
Lot F: Market abuse
Lot I: Prudential – adequate financial resources for FCA solo-regulated firms
Lot P: Business consultancy
Lot T: Risk and risk management
This appointment reflects the depth of work we have delivered for firms handling complex regulatory issues, our subject matter expertise and knowledge of regulatory expectations.
We are able to provide expert independent assurance assessments on firms regulatory systems and controls, clear recommendations and practical remediation plans that help firms move forward with confidence. This strengthens the support we can offer to firms preparing for or navigating a Section 166 review.
Skilled Person reviews form part of our broader Supervision and Enforcement support for partners and clients. This includes early supervision support, independent skilled person reviews and structured remediation once issues have been identified.
We help firms understand the root cause of issues, prepare for regulatory engagement and build proportionate, workable solutions. Our aim is to guide firms through the full journey, from emerging concerns through to remediation and a return to business as usual.
Whether you are dealing with an emerging supervisory issue, a potential skilled person review or the early signs of enforcement scrutiny, our team provides calm, practical guidance at each step.
If you would like to talk through an upcoming or potential review or want early guidance on what a Section 166 might involve, we are always happy to help.
Read more on the Skilled Persons process below: