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An external review of your compliance controls is one of the most efficient ways of assessing how effectively your compliance framework is delivering against what the FCA requires. As part of an audit, we would undertake a robust review of your policies and procedures and hold discussions with key stakeholders in your business. We would then present our findings in a detailed report that will help you address any areas identified as in need of improvement.

For more information on our audit services, call 0207 436 0630 to speak to a member of our expert team or email info@thistleinitiatives.co.uk.