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April 2, 2020 Are you ready for the FCA’s new data collection platform?
March 31, 2020 Financial Ombudsman Service award limit adjustment from 1 April 2020
April 1, 2020 The coronavirus (COVID-19) pandemic
March 17, 2020 Are you ready for the FCA’s new Form A?
March 16, 2020 FCA firm resilience information requests
March 13, 2020 The Forthcoming Overseas Funds Regime
March 11, 2020 COVID-19 prompts FCA scrutiny of firms’ contingency plans
March 10, 2020 Sector Views analysis: How does the FCA see your sector?
March 9, 2020 ICO Codes of Conduct & Certification schemes: firms data accountability
February 17, 2020 Are you protecting your firm against hacking?
February 13, 2020 Are you ready for the FCA’s Financial Services Directory?
February 10, 2020 eIDAS certificates deadline now just weeks away
January 31, 2020 FCA warns asset managers on poor governance and failure to deliver value
January 31, 2020 FCA warns financial advisers over inadequate financial resources and PII cover
January 22, 2020 Is your cryptoasset business now prepared for regulation?
January 17, 2020 Gabriel is being replaced: How will this affect your firm?
December 9, 2019 FCA’s approach to AML regulation of firms’ cryptoasset activity
November 26, 2019 The promotion of speculative mini-bonds to retail consumers
November 18, 2019 FCA takes on AML supervision for Cryptoassets sector
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October 17, 2019 Is your business Brexit-ready?
October 4, 2019 The FCA puts P2P firms on notice
September 27, 2019 The EBA’s new outsourcing guidelines – What do they mean for your business?
September 23, 2019 FCA confirms new rules for P2P platforms
September 19, 2019 FCA cuts payment services firms some slack on SCA rules
September 16, 2019 Mandatory annual Connect update for all firms is coming
August 12, 2019 FCA guidance on current cryptoassets regulation
July 29, 2019 Cryptoassets regime, FCA is to supervise in the future
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July 17, 2019 What can we learn from the FCA’s consultation paper on CP19/20?
Crypto-derivatives sales ban proposed by the FCA
July 15, 2019 Crypto-derivatives sales ban proposed by the FCA
July 9, 2019 Fintech Start-ups: Are you ready willing and organised?
July 4, 2019 Wealth Management and Stockbroking – FCA Priorities
June 24, 2019 Property Lending Sector: FCA Regulatory Review
June 13, 2019 Capital markets money laundering risk gets the thematic review treatment
June 10, 2019 Asset managers face new rules on shareholder engagement
May 14, 2019 Senior Managers: Are you Fintech fit enough?
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April 24, 2019 The FCA and misleading financial promotions
April 12, 2019 £102 million FCA fine for failings in Anti-Money Laundering (AML)
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April 11, 2019 FSCS Compensation – Have You Made Appropriate Changes?
April 11, 2019 How to sell insurance add-ons compliantly
March 12, 2019 P2P firms – have you thought about your wind-down arrangements?
March 7, 2019 UPDATE – Brexit briefings for regulated firms
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February 11, 2019 FCA Policy Statement 19/4
January 31, 2019 CASS Update
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January 16, 2019 MiFID II – A Year On
January 15, 2019 The Five Common Mistakes Made By Fintech Startups
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January 9, 2019 Fund managers face forthcoming limited partnerships reform
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December 13, 2018 CP 18/21 – improving conduct standards & comms in the Payment Services and E-Money sectors
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December 5, 2018 Revised FCA Approach Document
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November 2, 2018 Autumn Budget 2018
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November 1, 2018 The FCA’s Green FinTech Challenge
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October 9, 2018 EMI Thematic Review
Data Breach
October 8, 2018 Data breach sanctions imposed in October 2018
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December 21, 2017 FCA Response to ESMA’s Public Statement on LEIs
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December 20, 2017 AIS and PIS Applications
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October 8, 2018 ESMA CFD Update
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September 21, 2018 FCA Live & Local restarts in September
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September 20, 2018 Data Breach Over-Reporting
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September 19, 2018 Brexit letters from overseas regulators
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September 7, 2018 Track My Application (TMA)
Fintech
August 30, 2018 New P2P Lending Rules Proposed
SPI re-registration
August 16, 2018 SPI Re-Registration Key Considerations
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August 14, 2018 Dear CEO Brexit letter
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August 10, 2018 The Global Financial Innovation Network
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August 6, 2018 Market Abuse Controls in Asset Management Firms
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July 26, 2018 Preparing Your Firm for Brexit
SPI re-registration
July 20, 2018 Small Payment Institutions Re-Registration
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July 19, 2018 FCA Investment Platform Review
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July 11, 2018 Revised FCA Approach Document
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July 10, 2018 FCA Live and Local Restarts in September
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July 8, 2018 Fund Manager Value Statements
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July 4, 2018 FCA Sandbox Cohort 4
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June 21, 2018 LEI Transition Period Ends
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June 21, 2018 Investment Suitability Controls
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June 20, 2018 ESMA Benchmark Regulations
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June 11, 2018 FCA Change of Address
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June 4, 2018 Sanctions & Anti-Money Laundering Act 2018
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May 18, 2018 ICO Regulatory Plan
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May 16, 2018 FCA Adviser T&C Review
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May 8, 2018 GDPR Update
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April 27, 2018 FCA Asset Management Costs and Charges Template
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April 25, 2018 AIFMD Cross-Border Marketing Update
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April 20, 2018 FCA Business Plan 2018/19
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April 19, 2018 ESMA CFD and Binary Options Update
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April 16, 2018 Passporting Update
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March 12, 2018 European Commission Crowdfunding Regulation
March 9, 2018 European Commission Brexit Notices to Stakeholders
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March 6, 2018 PSD2 Firms – Operational and Security Risk
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February 22, 2018 FCA Regulatory Return Letter
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February 13, 2018 FCA and ICO Joint GDPR Update
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February 13, 2018 FCA Algorithmic Trading Review
January 31, 2018 The EU Benchmarks Regulations
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January 31, 2018 PRIIPs KID Performance Scenarios
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January 26, 2018 PRIIPs Policy Statement (Updated)
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January 26, 2018 FCA Impose Financial Penalty on Interactive Brokers UK
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January 24, 2018 FCA CFD Review January 2018
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December 20, 2017 FCA Considerations for AR Principals
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January 4, 2018 FAMR Guidance Consultation 1
January 3, 2018 IDD Postponement in 2018
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December 18, 2017 MiFID II Telephone Taping (Updated)
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December 12, 2017 Costs and Charges for Clients after MiFID II