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October 9, 2018 EMI Thematic Review
Data Breach
October 8, 2018 Data breach sanctions imposed in October 2018
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December 21, 2017 FCA Response to ESMA’s Public Statement on LEIs
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December 20, 2017 AIS and PIS Applications
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October 8, 2018 ESMA CFD Update
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September 21, 2018 FCA Live & Local restarts in September
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September 20, 2018 Data Breach Over-Reporting
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September 19, 2018 Brexit letters from overseas regulators
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September 7, 2018 Track My Application (TMA)
Fintech
August 30, 2018 New P2P Lending Rules Proposed
SPI re-registration
August 16, 2018 SPI Re-Registration Key Considerations
iStock
August 14, 2018 Dear CEO Brexit letter
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August 10, 2018 The Global Financial Innovation Network
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August 6, 2018 Market Abuse Controls in Asset Management Firms
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July 26, 2018 Preparing Your Firm for Brexit
SPI re-registration
July 20, 2018 Small Payment Institutions Re-Registration
iStock
July 19, 2018 FCA Investment Platform Review
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July 11, 2018 Revised FCA Approach Document
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July 10, 2018 FCA Live and Local Restarts in September
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July 8, 2018 Fund Manager Value Statements
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July 4, 2018 FCA Sandbox Cohort 4
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June 21, 2018 LEI Transition Period Ends
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June 21, 2018 Investment Suitability Controls
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June 20, 2018 ESMA Benchmark Regulations
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June 11, 2018 FCA Change of Address
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June 4, 2018 Sanctions & Anti-Money Laundering Act 2018
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May 18, 2018 ICO Regulatory Plan
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May 16, 2018 FCA Adviser T&C Review
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May 8, 2018 GDPR Update
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April 27, 2018 FCA Asset Management Costs and Charges Template
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April 25, 2018 AIFMD Cross-Border Marketing Update
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April 20, 2018 FCA Business Plan 2018/19
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April 19, 2018 ESMA CFD and Binary Options Update
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April 16, 2018 Passporting Update
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March 12, 2018 European Commission Crowdfunding Regulation
March 9, 2018 European Commission Brexit Notices to Stakeholders
iStock
March 6, 2018 PSD2 Firms – Operational and Security Risk
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February 22, 2018 FCA Regulatory Return Letter
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February 13, 2018 FCA and ICO Joint GDPR Update
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February 13, 2018 FCA Algorithmic Trading Review
January 31, 2018 The EU Benchmarks Regulations
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January 31, 2018 PRIIPs KID Performance Scenarios
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January 26, 2018 PRIIPs Policy Statement (Updated)
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January 26, 2018 FCA Impose Financial Penalty on Interactive Brokers UK
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January 24, 2018 FCA CFD Review January 2018
iStock
December 20, 2017 FCA Considerations for AR Principals
iStock
January 4, 2018 FAMR Guidance Consultation 1
January 3, 2018 IDD Postponement in 2018
iStock
December 18, 2017 MiFID II Telephone Taping (Updated)
iStock
December 12, 2017 Costs and Charges for Clients after MiFID II
Fintech
December 6, 2017 HM Treasury Plans a Bitcoin Regulatory Crackdown
iStock
December 5, 2017 MiFID II Telephone Taping
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December 5, 2017 The FCA Asset Management hub is Announced
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November 13, 2017 Structured Deposits Under MiFID II
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November 1, 2017 EuVECA 2
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October 3, 2017 FCA Consumer Warning Concerning ICOs
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October 3, 2017 The use of Risk Profiling Tools
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October 3, 2017 Implementation of Payment Services Directive 2
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September 20, 2017 FCA Asset Management Market Study
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August 25, 2017 FCA Concern over use of Interbank Rates
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August 25, 2017 Consumer Credit Firms Remuneration
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August 25, 2017 The MiFID II Product Governance Requirements
August 24, 2017 The Expanded FCA Senior Managers and Certification Regime (SM&CR)
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August 11, 2017 PRIIPs Policy Statement
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August 11, 2017 The FCA’s Assessing Suitability Review
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August 4, 2017 FCA Business Plan 2017/18
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July 21, 2017 Payment Services Directive 2
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July 6, 2017 FCA CFD Update
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June 29, 2017 Payment Services Regulator Plan 2017/18
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June 23, 2017 FCA Compliance Advice: Cybersecurity Update
May 30, 2017 The Insurance Distribution Directive IDD