August 5, 2022 Advertising Standard Authority Ruling on the Golden Leaves
August 5, 2022 FCA whistleblowing quarterly data
August 3, 2022 FCA confirms new rules to improve oversight of Appointed Representatives
August 3, 2022 FCA clamps down on marketing of high-risk investments to consumers
July 29, 2022 FCA refuses authorisation to funeral plan provider
July 28, 2022 Money Laundering Regulations Changes
July 28, 2022 Upper Tribunal Crypto exchange
July 28, 2022 Financial promotions quarterly data 2022 Q2
July 28, 2022 The TJM Partnership Limited is fined £2 million by the FCA for financial crime control failings
July 28, 2022 Treasury Committee launches inquiry into cryptoassets
July 27, 2022 FCA launches its new Consumer Duty, with an initial milestone for firms in October 2022
July 22, 2022 Making Buy Now Pay Later terms clearer and fairer
July 19, 2022 FPC removal of affordability assessment requirement
July 5, 2022 Permission Buster: A guide to the FCA authorisation process for investment firms – ComplyAdvantage blog series
July 1, 2022 FCA supervisory strategy for debt advice firms
July 1, 2022 Regulation of Buy-Now Pay-Later response to consultation
July 1, 2022 The FCA’s 2021 whistleblowing campaign – just how effective has it been?
June 30, 2022 FCA supervisory strategy for lifetime mortgage providers
June 29, 2022 P2P firms: Are you ready for an FCA audit?
June 29, 2022 The FCA has issued Consultation Paper CP 21/36 on its proposed Consumer Duty
June 28, 2022 FCA supervisory strategy for mainstream consumer credit lenders
June 28, 2022 The FCA is using advanced analytics and new sources of data to identify inappropriate financial adverts
June 27, 2022 Permission Buster: A guide to the FCA authorisation process for investment firms
June 27, 2022 FCA issues First Supervisory Notice on Colbourne & Company
June 23, 2022 Funeral Plan Regulations
June 22, 2022 Understanding the FCA’s Threshold Conditions – ComplyAdvantage blog series
June 20, 2022 Lenders offering Buy-Now Pay-Later (BNPL) and related products to be FCA regulated
June 20, 2022 New Payments Architecture
June 14, 2022 The FCA fines TFS Loans Limited
June 9, 2022 HM Treasury BNPL (buy-now-pay-later) regulation consultation closed
June 9, 2022 FCA policy statement PS 22/6 on Claims Management Companies
May 31, 2022 The Secrets of an AML Audit – ComplyAdvantage blog series
May 23, 2022 FCA issues Market Watch 69
May 20, 2022 FCA to speed up removal of firms that do not use their regulatory permission
May 20, 2022 European Commission taking the temperature of whether PSD2 is still fit for purpose
May 18, 2022 Questionable practices by firms around reverse solicitation
May 17, 2022 Navigating financial regulation and compliance with ease – Currencycloud blog series
May 16, 2022 FCA consults on guidance for the funeral plans sector
May 12, 2022 UK Government to revoke EU financial regulations
May 11, 2022 FCA Early and High Growth Oversight approach
May 11, 2022 FCA CP 21/34 – Stronger oversight of Appointed Representatives (ARs)
May 11, 2022 The FCA’s investment platform costs and charges review May 22
May 11, 2022 FCA warns businesses to stop misleading credit adverts
May 4, 2022 FCA Financial promotions quarterly data 2022
April 26, 2022 Lessons to be learnt from the FCA’s recent Financial Crime control review
April 20, 2022 FCA warns it intends to look at the equity release and lifetime mortgage advice market
April 13, 2022 ASA bans ‘misleading’ and ‘irresponsible’ crypto ads – update
April 12, 2022 FCA launched its new strategy for 2022 to 2025
April 12, 2022 TR22/1 Observations on wind-down planning liquidity, triggers & intragroup dependencies
April 11, 2022 EU lawmakers back tougher crypto AML rules
April 11, 2022 HM Treasury confirms regulation of stablecoin use
April 7, 2022 ESG investing – what are the regulatory options? – update
April 5, 2022 FCA announces launch of Innovation Pathways and CryptoSprint
April 4, 2022 FCA fines GAM International Management and former Investment Director Timothy Haywood
March 31, 2022 British Steel Pension Scheme – FCA Redress Scheme
March 31, 2022 The Wholesale Markets Review
March 31, 2022 FCA announces an extension to 31 March deadline – Temporary Registration Regime (TRR) for crypto firms
March 29, 2022 FCA confirm changes to PRIIPs regulation
March 28, 2022 FCA operational resilience (PS 21/3) – deadline 31 March 2022
March 25, 2022 FCA CP22/2: Strengthening financial promotion rules for high risk investments, including cryptoassets
March 25, 2022 FCA custody and fund services supervision strategy
March 23, 2022 CMA clarifies definition of VRPs for sweeping
March 17, 2022 What important changes does your BNPL firm need to action right now ahead of upcoming regulation?
March 16, 2022 Government to act against paid-for scam ads online
March 11, 2022 Russian invasion of Ukraine: operational and cyber resilience
March 10, 2022 First credit rating agencies portfolio letter
March 7, 2022 FCA consumer investments data review
March 4, 2022 FCA whistleblowing data 2021 Q4
March 1, 2022 Employee fraud increases
February 24, 2022 UK announces a tranche of sanctions in relation to Russia
February 21, 2022 How are you coping with the FCA’s new Form A (and supporting documentation)?
February 15, 2022 FCA Announcement and Dear CEO Letter – British Steel Pension Scheme
February 15, 2022 Development of the Pensions Dashboard
February 14, 2022 FCA focuses on social media influencers
February 8, 2022 Crypto regulation for cryptoasset providers – what you need to know
February 7, 2022 Financial promotions quarterly data 2021 Q4
February 3, 2022 First Supervisory Notice to Morgan Ingram Associates Limited
February 1, 2022 What the FCA expects from heads of compliance and MLRO applicants
January 28, 2022 FCA transforming data collection
January 27, 2022 FCA appropriateness test changes cost impact on P2P lenders
January 24, 2022 FCA authorisation for temporary permissions regime (TPR) firms
January 24, 2022 FCA to strengthen financial promotions rules
January 13, 2022 Help with FCA authorisation and compliance support
January 11, 2022 New FCA authorisation, registration and Variation of Permission (VoP) application fee structure
January 7, 2022 HM Treasury is preparing for the future regulation of BNPL (buy-now-pay-later) products
January 6, 2022 FCA Investment Firms Prudential Regime webinar recap
January 5, 2022 IFPR Exempt CAD MiFID firms FCA prudential category – January 2022 update
January 4, 2022 FCA Decision Notice against hedge fund for conflicts of interest failings
December 24, 2021 ASA bans ‘misleading’ and ‘irresponsible’ crypto ads
December 23, 2021 AML warnings raised at a third of UK EMIs as ‘major gateway’ for illicit funds
December 22, 2021 FCA fines increase nearly four-fold
December 21, 2021 TCFD: FCA publishes finalised proposals on climate-related disclosure rules
December 20, 2021 HM Treasury consultation on financial promotions exemptions
December 16, 2021 2020 AML penalties hit $2.2 billion – crackdown on financial crimes
December 13, 2021 FCA issues Consultation Paper CP 21/36 on proposed Consumer Duty
December 10, 2021 Funeral plan regulation – December 2021 update
December 10, 2021 FCA plans to increase the minimum periodic fee for regulation
December 10, 2021 90% of UK crypto exchanges’ FCA authorisation applications are ‘withdrawn or refused’
December 10, 2021 Changes to UK MiFID firms’ conduct and organisational requirements
December 8, 2021 The Financial Ombudsman Service launches an action plan to change and improve consumer complaint handling
December 8, 2021 FCA and Practitioner Panel publish findings from their 2021 joint survey
December 8, 2021 Restricting claims management companies’ charges for financial products and services claims
December 7, 2021 FCA CP 21/34 – Stronger oversight of Appointed Representatives (ARs)
December 2, 2021 Concerns over advice firms with claims management permissions
December 2, 2021 Regulatory Technical Standards on Strong Customer Authentication and Secure Communication
November 30, 2021 FCA issues Policy Statement 21/16 to tackle consumer harm
November 29, 2021 HM Treasury BNPL (buy-now-pay-later) consultation closed
November 22, 2021 Funeral plan regulation – November update
November 22, 2021 FCA consults on guidance for the funeral plans sector – Update
November 22, 2021 FCA First Supervisory Notice to Marvell Enterprises Limited
November 22, 2021 FCA proposes ban on debt packager referral fees to protect consumers
November 22, 2021 FCA fines Sunrise Brokers LLP for serious financial crime control failings
November 15, 2021 REP-CRIM data results: the good, the bad and the ugly
November 15, 2021 Financial Crime update November 2021
November 15, 2021 How can my firm become FCA regulated in the UK?
November 15, 2021 FCA Investment Firms Prudential Regime webinars
November 10, 2021 FCA publishes Discussion Paper DP 21/4 – labelling ESG Investment products
November 10, 2021 FCA publishes its six-monthly complaints data
November 10, 2021 European Commission proposes new harmonised rules for non-EU firms
November 2, 2021 FCA published its climate change adaptation report
November 2, 2021 FCA issued online survey to principal firms of AR networks
November 1, 2021 IFPR Exempt CAD MiFID firms FCA prudential category update
October 28, 2021 FCA Perimeter Report calls for legislative change to protect consumers
October 25, 2021 FCA fined Credit Suisse over £147m for serious financial crime compliance due diligence failings
October 20, 2021 Remote or hybrid working expectations for firms
October 19, 2021 FCA prohibits & fines Omar Hussein for pension switching advice failings
October 14, 2021 Senior Managers & Certification Regime update
October 4, 2021 FCA prohibits IFA & mortgage adviser for fitness & propriety failings
September 23, 2021 Key regulatory changes in 2021 follow up
September 20, 2021 FCA sets out plan to tackle investment harm
September 17, 2021 UK data protection law reform advocates ‘privacy management’
September 16, 2021 First Supervisory Notice to Sentor Solutions Commercial Limited
September 15, 2021 EU and UK move towards the “travel rule” implementation for cryptoassets
September 14, 2021 Becoming a PSD or EMD Agent – everything you need to know & how we can help?
September 13, 2021 FCA to move faster to remove unused firm permissions
September 6, 2021 Periodic review of pension transfers redress guidance
September 3, 2021 Green finance and financial inclusion
September 2, 2021 Loan-based Peer-to-Peer platforms FCA Dear Board of Directors letter
August 27, 2021 Lead generation firm Lead Technologies (Europe) Ltd secures FCA authorisation
August 27, 2021 Whistleblowers make 2,754 allegations of financial misconduct to FCA
August 26, 2021 FCA Portfolio strategy letter on investment-based crowdfunding
August 25, 2021 FCA publishes Decision Notice against Markos Markou for lack of oversight
August 24, 2021 Digital Sandbox second phase
August 23, 2021 Funeral plan regulation update
August 11, 2021 Amendments to the MLRs 2017 SI 2022
August 10, 2021 FCA stops BDSwiss offering contracts for differences to UK customers
August 9, 2021 First Supervisory Notice to Cavendish Incorporated Limited
August 6, 2021 Financial promotions quarterly data 2021 Q2
August 6, 2021 Matched Principal exemption
August 5, 2021 FCA takes action against debt packager firms
