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August 5, 2022 Advertising Standard Authority Ruling on the Golden Leaves
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August 5, 2022 FCA whistleblowing quarterly data
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August 3, 2022 FCA confirms new rules to improve oversight of Appointed Representatives
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August 3, 2022 FCA clamps down on marketing of high-risk investments to consumers
July 29, 2022 FCA refuses authorisation to funeral plan provider
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July 28, 2022 Money Laundering Regulations Changes
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July 28, 2022 Upper Tribunal Crypto exchange
July 28, 2022 Financial promotions quarterly data 2022 Q2
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July 28, 2022 The TJM Partnership Limited is fined £2 million by the FCA for financial crime control failings
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July 28, 2022 Treasury Committee launches inquiry into cryptoassets
July 27, 2022 FCA launches its new Consumer Duty, with an initial milestone for firms in October 2022
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July 22, 2022 Making Buy Now Pay Later terms clearer and fairer
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July 19, 2022 FPC removal of affordability assessment requirement
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July 5, 2022 Permission Buster: A guide to the FCA authorisation process for investment firms – ComplyAdvantage blog series
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July 1, 2022 FCA supervisory strategy for debt advice firms
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July 1, 2022 Regulation of Buy-Now Pay-Later response to consultation
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July 1, 2022 The FCA’s 2021 whistleblowing campaign – just how effective has it been?
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June 30, 2022 FCA supervisory strategy for lifetime mortgage providers
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June 29, 2022 P2P firms: Are you ready for an FCA audit?
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June 29, 2022 The FCA has issued Consultation Paper CP 21/36 on its proposed Consumer Duty
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June 28, 2022 FCA supervisory strategy for mainstream consumer credit lenders
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June 28, 2022 The FCA is using advanced analytics and new sources of data to identify inappropriate financial adverts
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June 27, 2022 Permission Buster: A guide to the FCA authorisation process for investment firms
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June 27, 2022 FCA issues First Supervisory Notice on Colbourne & Company
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June 23, 2022 Funeral Plan Regulations
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June 22, 2022 Understanding the FCA’s Threshold Conditions – ComplyAdvantage blog series
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June 20, 2022 Lenders offering Buy-Now Pay-Later (BNPL) and related products to be FCA regulated
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June 20, 2022 New Payments Architecture
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June 14, 2022 The FCA fines TFS Loans Limited
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June 9, 2022 HM Treasury BNPL (buy-now-pay-later) regulation consultation closed
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June 9, 2022 FCA policy statement PS 22/6 on Claims Management Companies
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May 31, 2022 The Secrets of an AML Audit – ComplyAdvantage blog series
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May 23, 2022 FCA issues Market Watch 69
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May 20, 2022 FCA to speed up removal of firms that do not use their regulatory permission
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May 20, 2022 European Commission taking the temperature of whether PSD2 is still fit for purpose
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May 18, 2022 Questionable practices by firms around reverse solicitation
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May 17, 2022 Navigating financial regulation and compliance with ease – Currencycloud blog series
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May 16, 2022 FCA consults on guidance for the funeral plans sector
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May 12, 2022 UK Government to revoke EU financial regulations
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May 11, 2022 FCA Early and High Growth Oversight approach
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May 11, 2022 FCA CP 21/34 – Stronger oversight of Appointed Representatives (ARs)
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May 11, 2022 The FCA’s investment platform costs and charges review May 22
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May 11, 2022 FCA warns businesses to stop misleading credit adverts
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May 4, 2022 FCA Financial promotions quarterly data 2022
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April 26, 2022 Lessons to be learnt from the FCA’s recent Financial Crime control review
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April 20, 2022 FCA warns it intends to look at the equity release and lifetime mortgage advice market
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April 13, 2022 ASA bans ‘misleading’ and ‘irresponsible’ crypto ads – update
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April 12, 2022 FCA launched its new strategy for 2022 to 2025
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April 12, 2022 TR22/1 Observations on wind-down planning liquidity, triggers & intragroup dependencies
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April 11, 2022 EU lawmakers back tougher crypto AML rules
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April 11, 2022 HM Treasury confirms regulation of stablecoin use
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April 7, 2022 ESG investing – what are the regulatory options? – update
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April 5, 2022 FCA announces launch of Innovation Pathways and CryptoSprint
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April 4, 2022 FCA fines GAM International Management and former Investment Director Timothy Haywood
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March 31, 2022 British Steel Pension Scheme – FCA Redress Scheme
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March 31, 2022 The Wholesale Markets Review
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March 31, 2022 FCA announces an extension to 31 March deadline – Temporary Registration Regime (TRR) for crypto firms
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March 29, 2022 FCA confirm changes to PRIIPs regulation
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March 28, 2022 FCA operational resilience (PS 21/3) – deadline 31 March 2022
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March 25, 2022 FCA CP22/2: Strengthening financial promotion rules for high risk investments, including cryptoassets
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March 25, 2022 FCA custody and fund services supervision strategy
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March 23, 2022 CMA clarifies definition of VRPs for sweeping
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March 17, 2022 What important changes does your BNPL firm need to action right now ahead of upcoming regulation?
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March 16, 2022 Government to act against paid-for scam ads online
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March 11, 2022 Russian invasion of Ukraine: operational and cyber resilience
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March 10, 2022 First credit rating agencies portfolio letter
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March 7, 2022 FCA consumer investments data review
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March 4, 2022 FCA whistleblowing data 2021 Q4
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March 1, 2022 Employee fraud increases
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February 24, 2022 UK announces a tranche of sanctions in relation to Russia
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February 21, 2022 How are you coping with the FCA’s new Form A (and supporting documentation)?
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February 15, 2022 FCA Announcement and Dear CEO Letter – British Steel Pension Scheme
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February 15, 2022 Development of the Pensions Dashboard
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February 14, 2022 FCA focuses on social media influencers
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February 8, 2022 Crypto regulation for cryptoasset providers – what you need to know
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February 7, 2022 Financial promotions quarterly data 2021 Q4
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February 3, 2022 First Supervisory Notice to Morgan Ingram Associates Limited
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February 1, 2022 What the FCA expects from heads of compliance and MLRO applicants
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January 28, 2022 FCA transforming data collection
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January 27, 2022 FCA appropriateness test changes cost impact on P2P lenders
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January 24, 2022 FCA authorisation for temporary permissions regime (TPR) firms
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January 24, 2022 FCA to strengthen financial promotions rules
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January 13, 2022 Help with FCA authorisation and compliance support
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January 11, 2022 New FCA authorisation, registration and Variation of Permission (VoP) application fee structure
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January 7, 2022 HM Treasury is preparing for the future regulation of BNPL (buy-now-pay-later) products
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January 6, 2022 FCA Investment Firms Prudential Regime webinar recap
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January 5, 2022 IFPR Exempt CAD MiFID firms FCA prudential category – January 2022 update
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January 4, 2022 FCA Decision Notice against hedge fund for conflicts of interest failings
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December 24, 2021 ASA bans ‘misleading’ and ‘irresponsible’ crypto ads
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December 23, 2021 AML warnings raised at a third of UK EMIs as ‘major gateway’ for illicit funds
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December 22, 2021 FCA fines increase nearly four-fold
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December 21, 2021 TCFD: FCA publishes finalised proposals on climate-related disclosure rules
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December 20, 2021 HM Treasury consultation on financial promotions exemptions
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December 16, 2021 2020 AML penalties hit $2.2 billion – crackdown on financial crimes
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December 13, 2021 FCA issues Consultation Paper CP 21/36 on proposed Consumer Duty
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December 10, 2021 Funeral plan regulation – December 2021 update
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December 10, 2021 FCA plans to increase the minimum periodic fee for regulation
Close-up photo of a woman buying cryptocurrency through a smart phone app that is also showing the growth graph.
December 10, 2021 90% of UK crypto exchanges’ FCA authorisation applications are ‘withdrawn or refused’
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December 10, 2021 Changes to UK MiFID firms’ conduct and organisational requirements
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December 8, 2021 The Financial Ombudsman Service launches an action plan to change and improve consumer complaint handling
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December 8, 2021 FCA and Practitioner Panel publish findings from their 2021 joint survey
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December 8, 2021 Restricting claims management companies’ charges for financial products and services claims
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December 7, 2021 FCA CP 21/34 – Stronger oversight of Appointed Representatives (ARs)
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December 2, 2021 Concerns over advice firms with claims management permissions
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December 2, 2021 Regulatory Technical Standards on Strong Customer Authentication and Secure Communication
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November 30, 2021 FCA issues Policy Statement 21/16 to tackle consumer harm
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November 29, 2021 HM Treasury BNPL (buy-now-pay-later) consultation closed
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November 22, 2021 Funeral plan regulation – November update
Funeral Piggy Bank on Coins
November 22, 2021 FCA consults on guidance for the funeral plans sector – Update
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November 22, 2021 FCA First Supervisory Notice to Marvell Enterprises Limited
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November 22, 2021 FCA proposes ban on debt packager referral fees to protect consumers
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November 22, 2021 FCA fines Sunrise Brokers LLP for serious financial crime control failings
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November 15, 2021 REP-CRIM data results: the good, the bad and the ugly
Hacker using laptops and stealing credit card information
November 15, 2021 Financial Crime update November 2021
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November 15, 2021 How can my firm become FCA regulated in the UK?
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November 15, 2021 FCA Investment Firms Prudential Regime webinars
Wind farm with turbines under a big swirling cloudy sky
November 10, 2021 FCA publishes Discussion Paper DP 21/4 – labelling ESG Investment products
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November 10, 2021 FCA publishes its six-monthly complaints data
EU Flags Flying at the European Commission Building Brussels Belgium
November 10, 2021 European Commission proposes new harmonised rules for non-EU firms
Polar bear on ice close to golden glittering water
November 2, 2021 FCA published its climate change adaptation report
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November 2, 2021 FCA issued online survey to principal firms of AR networks
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November 1, 2021 IFPR Exempt CAD MiFID firms FCA prudential category update
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October 28, 2021 FCA Perimeter Report calls for legislative change to protect consumers
Money Pile $100 dollar bills
October 25, 2021 FCA fined Credit Suisse over £147m for serious financial crime compliance due diligence failings
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October 20, 2021 Remote or hybrid working expectations for firms
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October 19, 2021 FCA prohibits & fines Omar Hussein for pension switching advice failings
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October 14, 2021 Senior Managers & Certification Regime update
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October 4, 2021 FCA prohibits IFA & mortgage adviser for fitness & propriety failings
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September 23, 2021 Key regulatory changes in 2021 follow up
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September 20, 2021 FCA sets out plan to tackle investment harm
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September 17, 2021 UK data protection law reform advocates ‘privacy management’
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September 16, 2021 First Supervisory Notice to Sentor Solutions Commercial Limited
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September 15, 2021 EU and UK move towards the “travel rule” implementation for cryptoassets
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September 14, 2021 Becoming a PSD or EMD Agent – everything you need to know & how we can help?
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September 13, 2021 FCA to move faster to remove unused firm permissions
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September 6, 2021 Periodic review of pension transfers redress guidance
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September 3, 2021 Green finance and financial inclusion
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September 2, 2021 Loan-based Peer-to-Peer platforms FCA Dear Board of Directors letter
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August 27, 2021 Lead generation firm Lead Technologies (Europe) Ltd secures FCA authorisation
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August 27, 2021 Whistleblowers make 2,754 allegations of financial misconduct to FCA
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August 26, 2021 FCA Portfolio strategy letter on investment-based crowdfunding
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August 25, 2021 FCA publishes Decision Notice against Markos Markou for lack of oversight
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August 24, 2021 Digital Sandbox second phase
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August 23, 2021 Funeral plan regulation update
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August 11, 2021 Amendments to the MLRs 2017 SI 2022
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August 10, 2021 FCA stops BDSwiss offering contracts for differences to UK customers
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August 9, 2021 First Supervisory Notice to Cavendish Incorporated Limited
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August 6, 2021 Financial promotions quarterly data 2021 Q2
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August 6, 2021 Matched Principal exemption
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August 5, 2021 FCA takes action against debt packager firms