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Compliance Webinars

At Thistle, we advise and support firms in relation to compliance with FCA regulation and with our resources, we believe you can achieve a greater understanding of the financial services market.

Below is a list of compliance webinar content we have produced and feel is of significant interest.

Webinar – Regulation Round-up

Webinar – Sales Distribution Oversight

Webinar – Implementing the Senior Managers and Certification Regime

If you require further assistance with any of the webinar content on this page, do not hesitate to contact us on info@thistleinitiatives.co.uk or call 0207 436 0630.

Terms and Conditions

Upon downloading our compliance webinars content, you agree for us to add you to our generic mailing list, from which we will subsequently provide you with content relevant to our services. Should you wish to unsubscribe, you can select the unsubscribe button in our emails or, alternatively, email marketing@thistleinitiatives.co.uk, following which your request to unsubscribe will be processed. The content you download will remain the intellectual property of Thistle Initiatives Limited. View our Privacy Policy here.