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Compliance Audits

Our experienced compliance auditors offer specialist audit skills across a range of sectors, including Investments, Payment Services, Fintech, General Insurance and Consumer Credit, ensuring your firm is FCA compliant.

How it works

We take a practical, collaborative approach to audit work. We see the audit, not as an end in itself, but as your springboard to future compliance improvements. Our reports include clear recommendations for action. Where appropriate, we can follow up on our audits with ongoing advice and monitoring – or another full audit if required.

Our reports detail clearly, not just what our auditors have found, but what this means for your business. We use a colour-coded RAG rating system to provide additional clarity. On request, we’re always happy to present our audit findings to boards of directors or compliance committees.

How we can help

The specialist skills and experience of our team are your guarantee of getting to the bottom of any and all compliance-related issues your firm faces. Any issues we uncover, we can also help you resolve swiftly and efficiently.

For more information about our services, call 0207 436 0630 to speak to a member of our expert team or email

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