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Template Documents

Our team of experienced compliance experts maintain an extensive continually-updated library of template documents.

Access to this resource, which covers everything from insurance broking terms of business to IFA financial crime policies and procedures, is a valuable asset for any regulated business.

To ensure the materials included in our catalogue of template documents are always fully up to date, we constantly review our current template documents, adding new ones whenever FCA regulations change.

Compliance Star

Another resource we can offer is our on-demand compliance software Compliance Star.

Compliance Star

Compliance Star gives you the tools you need to keep your firm up to current compliance standards. It allows you to select from a package of modules that can be tailored to your requirements.

Giving you access to manuals, policies, and procedures that are bespoke to your business type, helping you stay on top of the ever-increasing array of compliance guidance put out by the FCA.

You can use Compliance Star to view and download centrally stored manuals. These are managed and updated centrally to ensure you stay fully compliant with the latest regulations.

To find out more about the features and benefits of Compliance Star, to request a demo, or to speak to a member of the team, please call 0203 859 0056 or visit

For more information about our template documents services, call 0207 436 0630 to speak to a member of our expert team or email

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