Financial Services Compliance Blog - Thistle Initiatives

Compliance and Enforcement Newsletter - March 2023

Written by Keith Maner – Compliance & Technical Manager | Mar 30, 2023 9:40:19 AM

Here's an overview of our monthly compliance and enforcement updates:

- FCA starts court process to recover money for investors

- FCA takes action against unregistered crypto ATM operators in Leeds 

- FCA to distribute funds to consumers following enforcement 
   against unlawful CFD forex trading business    

- Financial Conduct Authority to tackle competition problems 
   with the trade data market    

- FCA takes further action against unregistered crypto ATMs 
   in East London


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If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.

Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.