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May 18, 2022 Questionable practices by firms around reverse solicitation
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May 17, 2022 Navigating financial regulation and compliance with ease – Currencycloud blog series
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May 16, 2022 FCA consults on guidance for the funeral plans sector
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May 12, 2022 UK Government to revoke EU financial regulations
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May 11, 2022 FCA Early and High Growth Oversight approach
May 11, 2022 FCA CP 21/34 – Stronger oversight of Appointed Representatives (ARs)
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May 11, 2022 The FCA’s investment platform costs and charges review May 22
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May 11, 2022 FCA warns businesses to stop misleading credit adverts
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May 4, 2022 FCA Financial promotions quarterly data 2022
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April 26, 2022 Lessons to be learnt from the FCA’s recent Financial Crime control review
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April 20, 2022 FCA warns it intends to look at the equity release and lifetime mortgage advice market
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April 13, 2022 ASA bans ‘misleading’ and ‘irresponsible’ crypto ads – update
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April 12, 2022 FCA launched its new strategy for 2022 to 2025
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April 12, 2022 TR22/1 Observations on wind-down planning liquidity, triggers & intragroup dependencies
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April 11, 2022 EU lawmakers back tougher crypto AML rules
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April 11, 2022 HM Treasury confirms regulation of stablecoin use
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April 7, 2022 ESG investing – what are the regulatory options? – update
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April 5, 2022 FCA announces launch of Innovation Pathways and CryptoSprint
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April 4, 2022 FCA fines GAM International Management and former Investment Director Timothy Haywood
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March 31, 2022 British Steel Pension Scheme – FCA Redress Scheme
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March 31, 2022 The Wholesale Markets Review
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March 31, 2022 FCA announces an extension to 31 March deadline – Temporary Registration Regime (TRR) for crypto firms
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March 29, 2022 FCA confirm changes to PRIIPs regulation
March 28, 2022 FCA operational resilience (PS 21/3) – deadline 31 March 2022
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March 25, 2022 FCA CP22/2: Strengthening financial promotion rules for high risk investments, including cryptoassets
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March 25, 2022 FCA custody and fund services supervision strategy
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March 23, 2022 CMA clarifies definition of VRPs for sweeping
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March 17, 2022 What important changes does your BNPL firm need to action right now ahead of upcoming regulation?
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March 16, 2022 Government to act against paid-for scam ads online
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March 11, 2022 Russian invasion of Ukraine: operational and cyber resilience
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March 10, 2022 First credit rating agencies portfolio letter
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March 7, 2022 FCA consumer investments data review
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March 4, 2022 FCA whistleblowing data 2021 Q4
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March 1, 2022 Employee fraud increases
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February 24, 2022 UK announces a tranche of sanctions in relation to Russia
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February 21, 2022 How are you coping with the FCA’s new Form A (and supporting documentation)?
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February 15, 2022 FCA Announcement and Dear CEO Letter – British Steel Pension Scheme
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February 15, 2022 Development of the Pensions Dashboard
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February 14, 2022 FCA focuses on social media influencers
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February 8, 2022 Crypto regulation for cryptoasset providers – what you need to know
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February 7, 2022 Financial promotions quarterly data 2021 Q4
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February 3, 2022 First Supervisory Notice to Morgan Ingram Associates Limited
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February 1, 2022 What the FCA expects from heads of compliance and MLRO applicants
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January 28, 2022 FCA transforming data collection
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January 27, 2022 FCA appropriateness test changes cost impact on P2P lenders
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January 24, 2022 FCA authorisation for temporary permissions regime (TPR) firms
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January 24, 2022 FCA to strengthen financial promotions rules
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January 13, 2022 Help with FCA authorisation and compliance support
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January 11, 2022 New FCA authorisation, registration and Variation of Permission (VoP) application fee structure
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January 7, 2022 HM Treasury is preparing for the future regulation of BNPL (buy-now-pay-later) products
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January 6, 2022 FCA Investment Firms Prudential Regime webinar recap
January 5, 2022 IFPR Exempt CAD MiFID firms FCA prudential category – January 2022 update
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January 4, 2022 FCA Decision Notice against hedge fund for conflicts of interest failings
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December 24, 2021 ASA bans ‘misleading’ and ‘irresponsible’ crypto ads
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December 23, 2021 AML warnings raised at a third of UK EMIs as ‘major gateway’ for illicit funds
December 22, 2021 FCA fines increase nearly four-fold
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December 21, 2021 TCFD: FCA publishes finalised proposals on climate-related disclosure rules
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December 20, 2021 HM Treasury consultation on financial promotions exemptions
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December 16, 2021 2020 AML penalties hit $2.2 billion – crackdown on financial crimes
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December 13, 2021 FCA issues Consultation Paper CP 21/36 on proposed Consumer Duty
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December 10, 2021 Funeral plan regulation – December 2021 update
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December 10, 2021 FCA plans to increase the minimum periodic fee for regulation
December 10, 2021 90% of UK crypto exchanges’ FCA authorisation applications are ‘withdrawn or refused’
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December 10, 2021 Changes to UK MiFID firms’ conduct and organisational requirements
December 8, 2021 The Financial Ombudsman Service launches an action plan to change and improve consumer complaint handling
December 8, 2021 FCA and Practitioner Panel publish findings from their 2021 joint survey
December 8, 2021 Restricting claims management companies’ charges for financial products and services claims
December 7, 2021 FCA CP 21/34 – Stronger oversight of Appointed Representatives (ARs)
December 2, 2021 Concerns over advice firms with claims management permissions
December 2, 2021 Regulatory Technical Standards on Strong Customer Authentication and Secure Communication
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November 30, 2021 FCA issues Policy Statement 21/16 to tackle consumer harm
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November 29, 2021 HM Treasury BNPL (buy-now-pay-later) consultation closed
November 22, 2021 Funeral plan regulation – November update
Funeral Piggy Bank on Coins
November 22, 2021 FCA consults on guidance for the funeral plans sector – Update
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November 22, 2021 FCA First Supervisory Notice to Marvell Enterprises Limited
November 22, 2021 FCA proposes ban on debt packager referral fees to protect consumers
November 22, 2021 FCA fines Sunrise Brokers LLP for serious financial crime control failings
November 15, 2021 REP-CRIM data results: the good, the bad and the ugly
November 15, 2021 Financial Crime update November 2021
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November 15, 2021 How can my firm become FCA regulated in the UK?
November 15, 2021 FCA Investment Firms Prudential Regime webinars
November 10, 2021 FCA publishes Discussion Paper DP 21/4 – labelling ESG Investment products
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November 10, 2021 FCA publishes its six-monthly complaints data
November 10, 2021 European Commission proposes new harmonised rules for non-EU firms
November 2, 2021 FCA published its climate change adaptation report
November 2, 2021 FCA issued online survey to principal firms of AR networks
November 1, 2021 IFPR Exempt CAD MiFID firms FCA prudential category update
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October 28, 2021 FCA Perimeter Report calls for legislative change to protect consumers
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October 25, 2021 FCA fined Credit Suisse over £147m for serious financial crime compliance due diligence failings
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October 20, 2021 Remote or hybrid working expectations for firms
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October 19, 2021 FCA prohibits & fines Omar Hussein for pension switching advice failings
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October 14, 2021 Senior Managers & Certification Regime update
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October 4, 2021 FCA prohibits IFA & mortgage adviser for fitness & propriety failings
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September 23, 2021 Key regulatory changes in 2021 follow up
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September 20, 2021 FCA sets out plan to tackle investment harm
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September 17, 2021 UK data protection law reform advocates ‘privacy management’
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September 16, 2021 First Supervisory Notice to Sentor Solutions Commercial Limited
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September 15, 2021 EU and UK move towards the “travel rule” implementation for cryptoassets
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September 14, 2021 Becoming a PSD or EMD Agent – everything you need to know & how we can help?
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September 13, 2021 FCA to move faster to remove unused firm permissions
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September 6, 2021 Periodic review of pension transfers redress guidance
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September 3, 2021 Green finance and financial inclusion
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September 2, 2021 Loan-based Peer-to-Peer platforms FCA Dear Board of Directors letter
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August 27, 2021 Lead generation firm Lead Technologies (Europe) Ltd secures FCA authorisation
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August 27, 2021 Whistleblowers make 2,754 allegations of financial misconduct to FCA
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August 26, 2021 FCA Portfolio strategy letter on investment-based crowdfunding
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August 25, 2021 FCA publishes Decision Notice against Markos Markou for lack of oversight
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August 24, 2021 Digital Sandbox second phase
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August 23, 2021 Funeral plan regulation update
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August 11, 2021 Amendments to the MLRs 2017 SI 2022
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August 10, 2021 FCA stops BDSwiss offering contracts for differences to UK customers
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August 9, 2021 First Supervisory Notice to Cavendish Incorporated Limited
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August 6, 2021 Financial promotions quarterly data 2021 Q2
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August 6, 2021 Matched Principal exemption
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August 5, 2021 FCA takes action against debt packager firms
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July 26, 2021 FCA consults on post-Brexit divergence for PRIIPS regulation
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July 23, 2021 Guiding principles on design, delivery & disclosure of ESG & sustainable investment funds
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July 19, 2021 FCA Business Plan 2021/22
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July 15, 2021 IFPR Exempt CAD MiFID firm FCA prudential category
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July 14, 2021 Fund managers falling short on assessing the value of their funds
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July 13, 2021 Consumer credit information sheets updated by FCA
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July 12, 2021 Have you handled the appropriate due diligence for onboarding an agent or third-party provider?
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July 6, 2021 Google Policy Update Financial Services Advertising in the UK
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July 5, 2021 The Markets in Financial Instruments (Capital Markets) (Amendment) Regulations
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July 2, 2021 Regulatory Framework for Approval of Financial Promotions Consultation Response
June 30, 2021 FCA published new proposals on climate-related disclosure rules
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June 29, 2021 FCA finds weaknesses in host Authorised Fund Management firms governance & operations
June 28, 2021 FCA announce credit broking survey
June 27, 2021 FCA says 60 firms in line for DB past business reviews
June 26, 2021 Dear CEO letter on AML control failures
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June 25, 2021 Information Commissioner’s Office (ICO) gets powers to conduct financial investigations
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June 22, 2021 New power to vary or cancel permission
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June 9, 2021 FCA extends Temporary Registrations Regime deadline for crypto businesses
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June 3, 2021 FCA stops EverFX offering CFDs to UK customers
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June 2, 2021 PRIIPs regulation has now been onshored
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June 1, 2021 Regulation of investment consultants
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May 27, 2021 The FCA has issued a Dear Board of Directors letter to P2P platforms
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May 27, 2021 FCA will no longer be accepting Change of Legal Status applications
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May 26, 2021 Deadline extension for Strong Customer Authentication
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May 25, 2021 All reporting firms moved to FCAs new data collection platform RegData
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May 24, 2021 Dear CEO Letter ensure your customers understand how their money is protected
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May 21, 2021 FCA proposes stronger protection for consumers in financial markets
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May 19, 2021 Greensill Capital Founder apologises for collapse of firm as watchdog launches probe
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May 14, 2021 FCA to issue Credit Broking Permission Survey
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May 11, 2021 FCA launches consultation on fund to support investment in long-term assets
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May 10, 2021 FCA fines Sapien Capital for financial crime control failings
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May 6, 2021 Regulation of non-transferable debt securities
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May 5, 2021 FCA sets out proposals to strengthen its financial promotion rules for high-risk investments
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May 4, 2021 Changes to UK MiFID’s conduct and organisational requirements
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April 30, 2021 Social Entrepreneurship & Registered Venture Capital Funds