Financial Services Compliance Blog - Thistle Initiatives

Investments Newsletter - October 2023

Written by Alex Paschalis | Oct 30, 2023 6:27:18 PM

Here's an overview of our monthly investments updates:

- Our supervision strategy for Corporate Finance Firms

- FCA issues 146 alerts in first 24 hours of new crypto marketing regime

- Financial Promotions for high-risk investments

- Our Platforms Portfolio Supervision Strategy


How can we help you?

If you’d like to know more about how we can help you with your Investments arrangements, or any other regulatory compliance issues, our specialist team is here to help.

Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.