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Compliance and Enforcement Newsletter - October 2023

Here's an overview of our monthly compliance and enforcement updates:

- Two banned over British Steel Pension Scheme advice failings

- WealthTek LLP ordered to cease operations 

- FCA premieres innovative ad ahead of GameStop movie  

How can we help you?

If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.

Contact us today on 0207 436 0630 or email