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FCA compliance support fact sheets
We advise and support firms in relation to compliance with FCA regulation and with our resources, we believe you can achieve a greater understanding of the financial services market.

We have compiled a list of illuminating regulatory factsheets that have been crafted by our specialist team and are available for you to download.
Acquisition Due Diligence
Download
The FCA Consumer Duty
Download
Investment Firms Prudential Regime (IFPR)
Download
Seccl guide – Operating your own platform
Download
Debentures Financial Promotions
Download
NCSC 10 Steps to Cyber Security
Download
8 Stages to GDPR Support and Advice
Download
Financial Crime Brochure
Download
Thistle Initiatives Brochure
Download
Sector-specific, 10 steps to SM&CR
The Senior Managers & Certification Regime for Investments
Download
The Senior Managers & Certification Regime for General Insurance
Download
The Senior Managers & Certification Regime for Credit
Download
Videos & podcasts
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Round Five, the final video of our Thistle Initiatives Investment Team's service series

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Round Four of our Thistle Initiatives Investment Team's service - own funds & liquidity requirement

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Round Three of our Thistle Initiatives Investment Team's service - ICARA and wind-down process

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Introducing Round Two of our Thistle Initiatives Investment Team's service series!

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Round one of our series introducing the Thistle Initiatives Investment Team’s services!

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Thistle Initiatives Investment prudential services - Independent Firms Prudential Regime

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Decrypting the UK Cryptoasset Landscape

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Financial Crime - Outsourcing

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Financial Crime - Assurance

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Financial Crime - Transformation

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Financial Crime - Advice

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Financial Crime - Implementation

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Financial Crime - Applications

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Financial Crime Services and Products

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Implementing ESG in FinTech - Podcast Part 2

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The Role of ESG in FinTech - Podcast Part 1

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Consumer Duty Webinar

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Passfort: Digital Identity and the Unbanked

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Fintech webinar series: (P2P lending - current guidance)

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Fintech webinar series: (supervision and enforcement)

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Fintech webinar series: (Dear CEO letter, COVID-19 tax changes)

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Webinar: The Biggest Cyber Breaches In Financial Service History...

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The Five Common Mistakes Made By Fintech Startups

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FinTech Connect

Regulatory updates

Our compliance experts constantly monitor and review communications from the FCA and other regulatory bodies. This enables us to provide timely regulatory update summaries to our clients, outlining how they might be affected and highlighting any actions they need to undertake.

We frequently send out regulatory updates to our subscribers, detailing updates, services and industry implementation dates.

To sign up to our non-client regulatory updates, fill in the contact form below, of which we will add you to our mailing list.