It can be challenging finding your way through the complex FCA Capital Adequacy rules.
But all regulated firms must fully satisfy and comply with the regulations specific to the markets in which they operate.
Navigating your way through the myriad rules can prove a confusing and time-consuming exercise. But at Thistle we have a team of experts who specialise in helping firms of all types and sizes meet their regulatory reporting obligations.
Among the many sectors in which we provide services are:
We can work with your existing auditors and tax advisors to ensure your firm meets its ongoing obligations in a compliant and tax-efficient manner.
Chapter 16 of the FCA Handbook stipulates that all firms must submit regular reports through the FCA’s online portal Gabriel.
Our team at Thistle has extensive experience of helping firms meet their FCA Capital Adequacy and other reporting obligations. This includes reporting on:
- Capital Adequacy
- Complaints reporting
- Close links and controllers
- Financial crime, and
- Financial returns
As well as needing to comply with the most complex of the regimes, firms subject to BIPRU & IFPRU are subject to additional requirements in the form of Pillars 2 & 3.
To ensure your firm’s continuing compliance, our expert team can provide effective assistance with all of the following:
- The Internal Capital Adequacy Assessment Process (ICAAP)
- Pillar 3 disclosures
- Remuneration Code compliance
- Wind-down and resolution planning
- Internal Liquidity Adequacy Assessments (ILAA)
If you would like to know more about the many ways we can help you comply with your regulatory reporting obligations, please get in touch using the contact form on the right, by emailing email@example.com, or by calling us today on 0207 436 0630.