COVID-19 update: We’re operating as usual & will continue to provide services to our clients
Specialist support with FCA Authorisation
Services and support for FCA regulated businesses
Resolution Compliance – Appointed Representative services
Compliance Star – our technology-enabled compliance platform
We provide specialist compliance support to firms on all types of investment regulation such as MiFID II and MIFIR, the AIFMD, the GDPR, SMCR as well as many others.
Our team will use its experience and knowledge to provide a tailored solution for your firm to support compliance with PSD2.
We pride ourselves on providing innovative regulatory solutions to new and exciting business models and are passionate about helping firms reach their goals.
We support personal lines, commercial and London market brokers, MGAs and insurers as well as e-traders, call centres and secondary intermediaries.
As well as credit broking as a primary or secondary activity, we also support lenders and debt management businesses.
Head office: Thistle Initiatives
2nd Floor, 4 St Paul’s Churchyard, London, EC4M 8AY
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