Award-winning compliance consultancy, providing expert compliance resource to the financial services sector.
Investments

We provide specialist compliance support to firms on all types of investment regulation such as MiFID II and MIFIR, the AIFMD, the GDPR, SMCR as well as many others.

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Payment Services

Our team will use its experience and knowledge to provide a tailored solution for your firm to support compliance with PSD2.

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Fintech

We pride ourselves on providing innovative regulatory solutions to new and exciting business models and are passionate about helping firms reach their goals.

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General Insurance

We support personal lines, commercial and London market brokers, MGAs and insurers as well as e-traders, call centres and secondary intermediaries.

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Consumer Credit

As well as credit broking as a primary or secondary activity, we also support lenders and debt management businesses.

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Regulatory Technology

Our regulatory technology facilitates compliance management workflow, monitoring of firms authorised by the FCA, file review checking, e-learning and much more.

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Latest from our blog
FCA to charge for SM&CR changes and hike new firm fees
FCA to charge for SM&CR changes and hike new firm fees



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Review of adviser capital adequacy
Review of adviser capital adequacy



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