SM&CR is now in effect. Click here for more info.
We provide support with FCA authorisation
We provide services and support for FCA regulated businesses
Our Financial Crime team assist firms with compliance solutions
Looking to enter the regulated market? Visit our Innovation Hub
We provide practical advice on key Cyber Security issues
We provide specialist compliance support to firms on all types of investment regulation such as MiFID II and MIFIR, the AIFMD, the GDPR, SMCR as well as many others.
We pride ourselves on providing innovative regulatory solutions to new and exciting business models and are passionate about helping firms reach their goals.
We support personal lines, commercial and London market brokers, MGAs and insurers as well as e-traders, call centres and secondary intermediaries.
As well as credit broking as a primary or secondary activity, we also support lenders and debt management businesses.
Our team will use its experience and knowledge to provide a tailored solution for your firm to support compliance with PSD2.
Head office: Thistle Initiatives
2nd Floor, 4 St Paul’s Churchyard, London, EC4M 8AY
Award-winning compliance consultancy covering #Fintech, #Investments, #Insurance, #PaymentServices and #ConsumerCredit. APCC members.
We're delighted to have been recognised as a Firm of Influence in the 2019 @p2pfinancenews Power 50, for the second year running. Read more here: https://bit.ly/2OAsOjn #regulation #compliance #P2P #Award
We've had a brilliant time exhibiting at @fintech_connect this year, thanks to everyone who stopped by to chat with the team #FTC19 #fintech #FCA #regulation #compliance
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