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Compliance and Enforcement Monthly Newsletter 2024

Here's an overview of our monthly compliance and enforcement updates:

- Former London Capital & Finance director fined over financial promotions

- FCA stops thousands of misleading ads and promotions

- Firms asked for details about ongoing services under the Consumer Duty  

- FCA publishes latest authorisations service metrics 

- GAP insurers agree to suspend sales following FCA concerns over fair value 

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If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.

Contact us today on 0207 436 0630 or email