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Compliance and Enforcement Monthly Newsletter March 2024

Here's an overview of our monthly compliance and enforcement updates:

- Cryptoasset AML/CTF Regime: Feedback on Applications - Quality Insights

- FCA warns firms over anti-money laundering failings

- FCA to investigate use of personal guarantees in certain small business lending  

- House of Commons Treasury Committee’s ‘Sexism in the City’ report 

- FCA Fines Firm & Bans Advisers: British Steel Pension Scheme Scandal 

How can we help you?

If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.

Contact us today on 0207 436 0630 or email