Compliance and Enforcement Newsletter - January 2024
Jan 30, 2024 9:15:00 AM
Here's an overview of our monthly compliance and enforcement updates:
- The Berne Financial Services Agreement
- The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024
- Expectations of firms selling client banks
How can we help you?
If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.
Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.