Compliance and Enforcement Newsletter - June 2023
Jun 29, 2023 10:12:30 AM
Here's an overview of our monthly compliance and enforcement updates:
- Brothers convicted for taking £750,000 out of failed investment firm
- FCA fines firm over failings that enabled illegitimate tax reclaims
- JROC sets out next steps to help UK open banking grow
- Three charged over unauthorised sale-and-rent-back schemes
How can we help you?
If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.
Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.