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Compliance and Enforcement Newsletter - May 2023

Here's an overview of our monthly compliance and enforcement updates:

- Joint Regulatory Oversight Committee sets out recommendations for the next phase of open banking in the UK

- FCA announces plan to deliver significant redress to Woodford investors 

- FCA publishes Decision Notices for Banque Havilland SA and three of its former employees    

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If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.

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