Compliance and Enforcement Newsletter - May 2023
May 26, 2023 1:46:30 PM
Here's an overview of our monthly compliance and enforcement updates:
- Joint Regulatory Oversight Committee sets out recommendations for the next phase of open banking in the UK
- FCA announces plan to deliver significant redress to Woodford investors
- FCA publishes Decision Notices for Banque Havilland SA and three of its former employees
How can we help you?
If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.
Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.