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Compliance and Enforcement Newsletter - September 2023

Here's an overview of our monthly compliance and enforcement updates:

- FCA given new powers to protect access to cash

- ICO fines This Is The Big Deal Limited over PECR contraventions  

- Two banned and fined over pension transfer advice failings  


How can we help you?

If you’d like to know more about how we can help you with your compliance arrangements, or any other regulatory compliance issues, our specialist team is here to help.

Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.