Investments Newsletter - November 2023
Nov 29, 2023 5:44:49 PM
Here's an overview of our monthly investments updates:
- Dear CEO Letter: FCA Expectations for Wealth management and Stockbroking
- The Consumer Duty: A Continuous Journey Towards Better Outcomes
- Who counts as wealthy? Changes to the financial promotion rules will have an impact upon angel and venture capital
- The Short Selling Regulations 2024
- UK Retail Disclosure Framework
How can we help you?
If you’d like to know more about how we can help you with your Investments arrangements, or any other regulatory compliance issues, our specialist team is here to help.
Contact us today on 0207 436 0630 or email info@thistleinitiatives.co.uk.