Information for principals with overseas appointed representatives
In June 2024, the FCA issued information about the challenges and expectations for principal firms...
Back to basics
If you read the industry press regularly you could be forgiven for thinking that the provision of...
Stubborn issue?
It was really just a matter of time before it happened following the implementation of Consumer...
FCA confirms anti-greenwashing guidance and proposes extending sustainability framework
As we move into 2024, the raft of sustainability-related regulation continues to increase at pace...
FCA bans referral fees for debt packages
In June 2023, the FCA announced that it is banning, through its Policy Statement 23/5, certain...
FCA Will Conduct Firm Evaluations With Little To No Warning
The FCA has stated that it will conduct assessments on firms with little or no notice when it has...
FCA Authorisations Update October 22
This update covers our progress on service standards for authorisations case work, outlining any...
90% of UK crypto exchanges FCA authorisation apps withdrawn or refused
Cryptoasset compliance: Report in the financial press - 90% of FCA authorisation applications from...
FCA Authorisation - FCA issues PS 21/16 to tackle consumer harm
FCA Authorisation - The FCA issued in Nov 2021 its PS 21/16, Issuing statutory notices – a new...
Lead generation firm Lead Technologies Ltd secures FCA authorisation
Lead Technologies (Europe) Ltd trading as Lead Tech, a Yorkshire-based lead generation company,...
Firm with FCA authorisation will have to use it or lose it
FCA authorisation - Charles Randell underlined in his speech that the FCA needs to make sure that...