Whether you are in the Investments, Credit, Digital Assets or General Insurance sector, we can conduct robust CASS healthcheck audits across your business, to ensure you stay on the right side of the FCA’s CASS sourcebook. We can carry out a high-level review of your CASS arrangements or a full review of your processes as well as assessing the adequacy of your CASS controls and providing proportionate & effective recommendations for improvements where needed.
If you are expecting a CASS external audit (these are required for all firms, not only those that actually handle client assets), we can help you prepare before the auditor arrives, advise you on findings and identified breaches before the report is finalised or assist you with any remedial work needed.
To book in a free CASS audit consulting call, please complete the contact form below
