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The FCA’s Supervision and Enforcement department constantly reviews regulated firms to identify, prevent, and reduce the risk of harm to consumers and markets. If the regulator believes it has identified errors or weaknesses in your firm’s arrangements, we can help you understand how best to respond to the FCA and make any necessary improvements.

For more information on our enforcement services, call 0207 436 0630 to speak to a member of our expert team or email info@thistleinitiatives.co.uk.