WATCH ON-DEMAND
Are you a lender without full FCA authorisation? You might still be subject to regulatory obligations under the Money Laundering Regulations. That’s where Annex 1 registration comes in.
This on-demand webinar covers what Annex 1 is and who it applies to, what the process looks like, and what the expectations from our financial crime framework and technical competencies of your MLRO are. We go over tips to take into account, and pitfalls to avoid.
Join Partners at Thistle Initiatives, Jessica Cath and Matthew Williamson, as well as Emily Marshall, Head of Compliance and MLRO at Mimo and Guy Wilkes, Partner at Mishcon De Reya, for a practical, insight-packed session designed specifically for lenders navigating the Annex 1 registration process. Whether you’re just getting started or reviewing your compliance framework, this webinar will give you the tools to stay out of trouble.
Agenda
- What is Annex 1 and who does it apply to?
- What does the registration process look like?
- What are the expectations for your financial crime framework?
- What are the technical competencies needed from your MLRO?
- What are the common pitfalls and how can you avoid them?
Our panellists
Speak to our team
For more information about the webinar and to learn how we can assist you, contact our specialist team to schedule a free consultation.
Get in touch with us by calling 020 7436 0630 or emailing: info@thistleinitiatives.co.uk.