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FCA compliance support fact sheets
We provide firms with the insight, tools, and guidance they need to navigate FCA regulation and the wider financial services landscape with confidence.

Our resource library brings together a range of materials created by our specialist team, from regulatory factsheets and sector-specific brochures to service overviews, thought leadership articles, and real-world case studies. Whether you want to deepen your understanding of compliance requirements, explore our expertise in your sector, or see how we’ve helped other firms succeed, you can find it here.
Thistle Initiatives Brochure
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Sectors
Investments Brochure
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Financial Crime Brochure
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Payment Services Brochure
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Investments Retail Brochure
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Services
Acquisition Due Diligence
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Fraud Services
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Sanctions Services
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Managed Services
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Investment Firms Prudential Regime (IFPR)
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Debentures Financial Promotions
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Thought leadership
The CASS Survival Guide
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MiFIR Transaction Reporting - Six Years On
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NCSC 10 Steps to Cyber Security
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8 Stages to GDPR Support and Advice
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Mastering the FCA Consumer Duty
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Preparing Your Annual Consumer Duty Board Report
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Case studies
Rapid Resolution of Screening Alert Backlog
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Enabling Robust Risk Governance
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Investment Firms Prudential Regime
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IFA Acquisition Due Dilligence
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Ongoing Due Diligence Support
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The Senior Managers & Certification Regime
The Senior Managers & Certification Regime for Investments
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The Senior Managers & Certification Regime for General Insurance
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The Senior Managers & Certification Regime for Credit
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Videos & podcasts
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Navigating FCA Guidance on Consumer Lending: Ensuring Good Outcomes for Borrowers

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Round Five, the final video of our Thistle Initiatives Investment Team's service series

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Round Four of our Thistle Initiatives Investment Team's service - own funds & liquidity requirement

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Round Three of our Thistle Initiatives Investment Team's service - ICARA and wind-down process

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Introducing Round Two of our Thistle Initiatives Investment Team's service series!

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Round one of our series introducing the Thistle Initiatives Investment Team’s services!

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Thistle Initiatives Investment prudential services - Independent Firms Prudential Regime

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Decrypting the UK Cryptoasset Landscape

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Financial Crime - Outsourcing

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Financial Crime - Assurance

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Financial Crime - Transformation

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Financial Crime - Advice

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Financial Crime - Implementation

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Financial Crime - Applications

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Financial Crime Services and Products

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Implementing ESG in FinTech - Podcast Part 2

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The Role of ESG in FinTech - Podcast Part 1

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Consumer Duty Webinar