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Compliance and Enforcement Monthly Newsletter June 2024

Welcome to our monthly newsletter highlighting the latest developments in compliance and enforcement within the financial industry. In this edition, we delve into significant legal proceedings and regulatory actions aimed at upholding integrity and protecting investors.

Here's an overview of the updates:

- Taheer Sardar convicted for providing a forged document to FCA investigators in a £1.3m boiler room fraud investigation

- Three charged over CFD trading pension fraud

- Finfluencers Charged for Unauthorised Trading Scheme Promotion  

FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

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