Introducing the Consumer Duty – A Dynamic Journey
In the fast-paced realm of investment firms, the first half of 2023 witnessed a flurry of activity...
Exploring IFPR Insights: Unveiling the FCA's Latest Findings
If you've been following our previous Thistle Initiatives IFPR blog, you're likely to be familiar...
Are you ready for the Investment Firms Prudential Regime (IFPR)? – Part Two
There is no matched principal exemption under the Investment Firms Prudential Regime (IFPR), so...
Are you ready for the Investment Firms Prudential Regime (IFPR)? – Part One
The Investment Firms Prudential Regime (IFPR) introduced a single prudential regime for all MiFID...
IFPR Exempt CAD MiFID firms FCA prudential category update
The forthcoming Investment Firm Prudential Regime (IFPR) is intended by the FCA to simplify and...